日期：2023年6月7日
致：全体董事、管理人员及员工
主题：管理层关于出口管制合规的声明
上海新微半导体有限公司（以下简称“新微半导体”或“公司”）作为一家中国企业，一直致力于遵守所需适用国家和地区的出口管制与经济制裁相关法律法规。公司积极推行出口管制合规实践，依法合规地开展经营活动。
新微半导体理解合规工作对于公司的发展有着举足轻重的意义，也是赢得商业伙伴信赖的关键要素。公司管理层高度重视出口管制与经济制裁合规管理工作，承诺持续协调和投入充足资源，确保公司在开展商业活动时均符合所需适用国家和地区的出口管制与经济制裁法律法规和政策。新微半导体建立了覆盖各业务环节的出口管制合规体系并将持续对其进行完善。
新微半导体及全体员工了解违反出口管制与经济制裁法律法规将会给公司造成的重大负面影响以及不利后果，包括但不限于被依法追究刑事、引发民事索赔、被列入限制性清单等，此外还可能对新微半导体的商誉和企业形象造成严重损害。公司承诺将严格遵守所需适用国家和地区的出口管制与经济制裁法律法规，同时要求所有员工必须严格遵守上述法律及公司出口管制合规的各项规定，在任何情况下均不得参与、实施或协助实施任何违法违规行为。
新微半导体坚信遵守所需适用的出口管制与经济制裁法律法规对于公司业务的长足发展有着至关重要的意义，并愿意积极承担相应的合规义务。合规工作的落实也有赖所有商业伙伴的共同参与，新微半导体希望所有商业伙伴对此充分支持和理解，与新微半导体共同履行合规义务，在未来的发展中携手共进，合作共赢。
新微半导体全体员工或商业伙伴如若对相关业务合作、商业交易等活动的合规性有任何疑问，或对出口管制合规问题有任何宝贵意见，请随时联系我们jubao@advanced-microsemi.com。
Management Statement on Export Control Compliance
Date: June 7, 2023
To: All Directors, officers and employees
Subject: Management Statement on Export Control Compliance
As a Chinese company, Advanced Micro Semiconductors Co., Ltd. (Hereinafter referred to as "AMSFAB" or the "Company"), has been committed to complying with applicable laws and regulations related to export control and economic sanctions. The Company actively promotes export control compliance practices and conducts business activities in accordance with laws and regulations.
AMSFAB understands that compliance is essential to develop business and to earn the trust of business partners. AMSFAB management team attaches great importance to the compliance of export control and economic sanction, and therefore commits to continuously coordinate and invest sufficient resources to ensure that all of AMSFAB 's commercial activities are in compliance with the applicable export control and economic sanction laws, regulations and policies. Hence, AMSFAB has established an export control compliance system covering all aspects of its business and will continuously improve the system.
AMSFAB and all of its employees understand that a violation of export control and economic sanction laws and regulations would result in material negative impacts and adverse consequences to the Company, including, but not limited to, criminal or civil investigation, listing on the restricted list and etc., and may also cause material damages to the goodwill and corporate image of AMSFAB. The company undertakes to strictly comply with the applicable export control and economic sanction laws and regulations and to demand that all of its employees strictly comply with the foregoing laws and company's export control compliance management system, and not to participate in, commit or assist in the commission of any violations of laws or regulations under any circumstances.
AMSFAB believes that compliance with the required applicable export control and economic sanction laws and regulations is of vital importance to the long-term growth of the Company's business and is willing to actively undertake the corresponding compliance obligations. Meanwhile, the implementation of compliance depends on the participation of all business partners. AMSFAB hopes that all the business partners will fully realize, support and fulfil the compliance obligation together with AMSFAB to ensure the fruitful business cooperation.
All ASMFAB employees or business partners are kindly requested to contact with us via jubao@advanced-microsemi.com shall they have any questions or comments concerning the compliance.
